Financial Services Authority publications

The UK FSA Publications source contains handbooks and Materials published by the Financial Services Authority. The Financial Services Authority (FSA) is an independent organisation responsible for regulating financial services in the UK.
The FSA's aim is to promote efficient, orderly and fair financial markets and help retail financial service consumers get a fair deal.
The FSA was set up by government. The government is responsible for the overall scope of the FSA’s regulatory activities and for its powers.
The FSA regulates most financial services markets, exchanges and firms. It sets the standards that they must meet and can take action against firms if they fail to meet the required standards.

PUBLICATIONS INCLUDED:
FSA Enforcement Guide
FSA (UKLA) Listing Rules
FSA Final Notices
FSA Handbook Guide: Energy Market Participants
FSA Handbook Guide: Oil Market Participants
FSA Handbook Guide: Service Companies
FSA Handbook Guide: Small Mortgage and Insurance Intermediaries
FSA Handbook Guide: Using the FSA Handbook: An Overview for Small IFA Firms
FSA Handbook: Decision Procedure and Penalties Manual
FSA Handbook: New Conduct of Business
FSA Handbook: Responsibilities of Providers and Distributors for the Fair Treatment of Customers
FSA Handbook: Building Societies Regulatory Guide
FSA Handbook: Client Assets
FSA Handbook: Compensation
FSA Handbook: Complaints against the FSA
FSA Handbook: Conduct of Business
FSA Handbook: Credit Unions
FSA Handbook: Decision Making
FSA Handbook: Disclosure Rules
FSA Handbook: Dispute Resolution: Complaints
FSA Handbook: E-Commerce Directive
FSA Handbook: Electronic Money
FSA Handbook: Enforcement
FSA Handbook: Fees Manual
FSA Handbook: General Provisions
FSA Handbook: General Prudential Sourcebook
FSA Handbook: Glossary
FSA Handbook: Insurance: Conduct of Business (Prospective)
FSA Handbook: Interim Prudential Sourcebook for Banks
FSA Handbook: Interim Prudential Sourcebook for Building Societies
FSA Handbook: Interim Prudential Sourcebook for Friendly Societies
FSA Handbook: Interim Prudential Sourcebook for Insurers
FSA Handbook: Interim Prudential Sourcebook for Investment Business
FSA Handbook: Market Conduct
FSA Handbook: Mortgages: Conduct of Business
FSA Handbook: New Collective Investment Scheme
FSA Handbook: Perimeter Guidance
FSA Handbook: Principles for Business
FSA Handbook: Professional Firms
FSA Handbook: Prospectus Rules
FSA Handbook: Prudential Source for Banks, Building Societies and Investment Firms
FSA Handbook: Prudential Sourcebook for Insurers
FSA Handbook: Prudential Sourcebook for Mortgage and Home Finance Firms
FSA Handbook: Prudential Sourcebook for UCITS Firms
FSA Handbook: Readers Guide
FSA Handbook: Recognised Investment Exchanges and Recognised Clearing Houses
FSA Handbook: Senior Management Arrangements, Systems and Controls
FSA Handbook: Statement of Principle and Code of Practice for Approved Persons
FSA Handbook: Supervision
FSA Handbook: The Fit and Proper Test for Approved Persons
FSA Handbook: Threshold Conditions
FSA Handbook: Training and Competence
FSA Handbooks Archive: Small Friendly Societies
FSA Materials: Consumer Research Development
FSA Materials: Discussion Papers and Feedback
FSA Materials: FSAVC Review Publications
FSA Materials: Handbooks Publications
FSA Materials: Other FSA Material
FSA Materials: Press Releases
FSA Unfair Contract Terms Regulatory Guide